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Category: Retirement Planning Scottsdale

Home Archive by Category "Retirement Planning Scottsdale"

Anil Vazirani Scottsdale Investment Advisor shares Inside look: A Merrill Lynch investigation into broker cold-calling

February 11, 2021Financial Advisor Scottsdale AzRetirement Planning ScottsdaleFinra, J.P. Morgan Securities, Lawsuit, unauthorized trading

Anil Vazirani Scottsdale Investment Advisor shares Inside look: A Merrill Lynch investigation into broker cold-calling In the months prior, Elliott, then the resident director of Merrill’s Peoria, Arizona, office, had been texting tips to a trainee on how to land her first client, and messaging a colleague about a gala. A more pressing matter was…

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Anil Vazirani Scottsdale Investment Advisor shares Grandma wins $19M case against J.P. Morgan and 2 advisors (her grandsons)

February 11, 2021Financial Advisor Scottsdale AzRetirement Planning ScottsdaleFinra, J.P. Morgan Securities, Lawsuit, unauthorized trading

Anil Vazirani Scottsdale Investment Advisor shares Grandma wins $19M case against J.P. Morgan and 2 advisors (her grandsons) Michael Nagle/Bloomberg A wealthy grandmother won a $19 million arbitration award against J.P. Morgan Securities and two former brokers — her grandsons — over alleged unauthorized trading in her accounts. The ruling came 18 months and 43…

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Anil Vazirani Scottsdale Investment Advisor shares Wealth managers await legal fallout in wake of $1.8B fraud case

February 10, 2021Financial Advisor Scottsdale AzRetirement Planning Scottsdalefraud, GPB Capital

Anil Vazirani Scottsdale Investment Advisor shares Wealth managers await legal fallout in wake of $1.8B fraud case   By Tobias SalingerFebruary 09, 2021, 5:47 p.m. EST5 Min Read With a billion-dollar fund manager facing a barrage of regulatory cases, the wealth managers that sold its pricey alternative products could be left holding the bag. Hundreds of clients…

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Anil Vazirani Scottsdale Investment Advisor shares Annuities Just May Be the Broccoli of Retirement Planning

February 5, 2021Financial Advisor Scottsdale AzRetirement Planning ScottsdaleAnnuities, Retirement Planning

Anil Vazirani Scottsdale Investment Advisor shares Annuities Just May Be the Broccoli of Retirement Planning Deferred income annuities are good for your long-term retirement health, but most people still don’t seem to crave them. But if you want to quit worrying about running out of money in retirement, you may want to dish one up….

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Anil Vazirani Scottsdale Investment Advisor shares Transamerica sold variable annuity exchanges with inaccuracies: FINRA

December 30, 2020Financial Advisor Scottsdale AzRetirement Planning ScottsdaleFinra, Transamerica, variable annuity exchanges

Anil Vazirani Scottsdale Investment Advisor shares Transamerica sold variable annuity exchanges with inaccuracies: FINRA By Tobias Salinger December 23, 2020, 6:01 p.m. EST3 Min Read   Near the start of the new year, Transamerica Financial Advisors may be finished paying for alleged regulatory woes from the first half of the recently completed decade. The wealth…

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Anil Vazirani Scottsdale Investment Advisor shares The ABCs of Yields & Your Guide to Roth Conversions

December 17, 2020Financial Advisor Scottsdale AzRetirement Planning ScottsdaleIRA Roth Conversion, Yields

Anil Vazirani Scottsdale Investment Advisor shares The ABCs of Yields & Your Guide to Roth Conversions Anil Vazirani is president of Secured Financial Solutions, independent insurance advisor investment advisor rep with a fiduciary obligation and in the financial services industry since 1994. A+ rating with the Better Business Bureau for over a decade and a…

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Anil Vazirani Scottsdale Investment Advisor shares Year-end tax planning: New strategies under SECURE, CARES Acts

December 14, 2020Financial Advisor Scottsdale AzRetirement Planning ScottsdaleCARES Acts, SECURE, Year-end tax planning

Anil Vazirani Scottsdale Investment Advisor shares Year-end tax planning: New strategies under SECURE, CARES Acts By Donald Jay KornDecember 09, 2020, 11:41 a.m. EST4 Min Read As 2020 has been a unique year, advisors would do well to take some new directions when they meet clients in December to talk about taxes. Specifically, two major tax…

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Anil Vazirani Scottsdale Investment Advisor shares RICP – The End of Social Security As We Know It

December 5, 2020Financial Advisor Scottsdale AzRetirement Planning ScottsdaleRICP, Social Security

Anil Vazirani Scottsdale Investment Advisor shares RICP – The End of Social Security As We Know It Read More: https://www.financial-planning.com/gain-insights-to-help-your-clients-navigate-social-security-insecurity Anil Vazirani is president of Secured Financial Solutions, independent insurance advisor investment advisor rep with a fiduciary obligation and in the financial services industry since 1994. A+ rating with the Better Business Bureau for over…

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Anil Vazirani Scottsdale Investment Advisor shares SEC charges ex-Wells Fargo execs with misleading investors

November 17, 2020Financial Advisor Scottsdale AzRetirement Planning ScottsdaleAnil Vazirani, Fines, Lawsuit, SEC, Wells Fargo

Anil Vazirani Scottsdale Investment Advisor shares SEC charges ex-Wells Fargo execs with misleading investors The Securities and Exchange Commission on Friday accused two former top Wells Fargo executives of misleading investors about a sales metric that was exposed as unreliable after bank employees were found to have opened fake accounts for customers in order to…

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Anil Vazirani Scottsdale Investment Advisor shares Voices: Target-date funds are too risky for savers

November 12, 2020Financial Advisor Scottsdale AzRetirement Planning ScottsdaleAnil Vazirani, Risky Investment, target date funds

Anil Vazirani Scottsdale Investment Advisor shares Voices: Target-date funds are too risky for savers One of the great financial innovations in recent decades is target date funds. These investment vehicles, which have $2.3 trillion in assets, are intended to be a sort of “set it and forget it” program for investors saving for retirement, automatically…

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Anil Vazirani - Cover of Senior Market Advisor Magazine

Anil Vazirani - Cover of Senior Market Advisor Magazine

Anil Vazirani - Financial Advisor
Retirement Planning Scottsdale

Retirement Planning Scottsdale

Anil Vazirani

Anil Vazirani

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Flemings

Anil Vazirani Annuities Retirement Financial Advisor

Anil Vazirani Annuities Retirement Financial Advisor

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