Anil Vazirani Scottsdale Investment Advisor shares Pac Life’s IUL Used in Abusive Sales Scheme Read More: Pac Life’s IUL Used in Abusive Sales Scheme Anil Vazirani is president of Secured Financial Solutions, independent insurance advisor investment advisor rep with a fiduciary obligation and in the financial services industry since 1994. A+ rating with the Better…
Anil Vazirani Scottsdale Investment Advisor shares SEC charges ex-Wells Fargo execs with misleading investors
Anil Vazirani Scottsdale Investment Advisor shares SEC charges ex-Wells Fargo execs with misleading investors The Securities and Exchange Commission on Friday accused two former top Wells Fargo executives of misleading investors about a sales metric that was exposed as unreliable after bank employees were found to have opened fake accounts for customers in order to…
Anil Vazirani Scottsdale Investment Advisor shares AIG settles lawsuit for more than $400 million
Anil Vazirani Scottsdale Investment Advisor shares AIG settles lawsuit for more than $400 million American International Group (AIG) has settled a tax shelter lawsuit, related to seven cross-border transactions made during the mid-1990s – transactions designed to generate bogus foreign tax credits, a US attorney said. According to the acting US attorney for the Southern…
Anil Vazirani Scottsdale Investment Advisor shares Fidelity unit settles SEC case over prospectuses for $2.5M
Anil Vazirani Scottsdale Investment Advisor shares Fidelity unit settles SEC case over prospectuses for $2.5M Fidelity’s National Financial Services agreed to its largest regulatory payout in at least 13 years to settle an SEC case involving delivery of prospectuses. The Fidelity Investments subsidiary underwrote the public sale of more than 70 million shares of stock…
Revisiting Anil Vazirani Scottsdale Investment Advisor shares Security Benefit – Class Action Complaint
Revisiting Anil Vazirani Scottsdale Investment Advisor shares Security Benefit – Class Action Complaint UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA WESTERN DIVISION HOWARD ROSEN, a California resident, TERRI L. STAUFFER-SCHMIDT, an Arizona resident, MICHAEL A. WEBBER, an Illinois resident, individually and on behalf of themselves and others similarly situated, Plaintiffs, vs. SECURITY BENEFIT LIFE…
Revisiting Anil Vazirani Scottsdale Investment Advisor shares Advisor Questions Some High Annuity Return Projections
Revisiting Anil Vazirani Scottsdale Investment Advisor shares Advisor Questions Some High Annuity Return Projections Annuities with high, stock-market-linked returns should be registered as securities, Anil Vazirani says. Anil Vazirani, president of Secured Financial Solutions (Photo: Vazirani) Anil Vazirani, a financial advisor who regularly sells indexed annuities, says some life insurers should be more conservative when…